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86 results of "Banking & Insurance x" and "Audit & Inspections x"
Live Webinar

AML Risk and Responsibilities Related to Foreign Correspondent Banking

There are many risks related to acquiring, maintaining, and supervising correspondent banking relationships which employees and management of financial institution’s need to be aware of and actively manage.  With the enhanced scrutiny by regulators of a financ ...

Live Webinar

Loan Documentation for “Commercial Real Estate” Lending Transactions

Attend this proactive webinar and receive a thorough overview of commercial real estate (CRE) loan documentation. Basic “business” structure, loan “structure,” and loan “support” will be highlighted along with a review of “commercial real estate” loan docume ...

Live Webinar

Preventative Controls for Allergen Risk Mitigation Under FSMA

A five-layered approach to Allergen Management will be described, with latest approaches for cleaning, Validation, monitoring and Preventative Controls now required under FSMA (Food Safety Modernization Act) to incorporate in your Food Safety Plan. Insights fo ...

  • Basic & Intermediate
  • 60 Mins
  • Gina Reo
  • Apr 25, 2019
Live Webinar

Supply Chain and Product Compliance Using RoHS, REACH, and Conflict Minerals

The European Union and the United States are leading the world in product regulations focused on environmental compliance and ethical sourcing. Compliance is mandatory in order to continue manufacturing, shipping, and selling products in Europe and the U.S. It ...

Live Webinar

CRA Sunshine Act and Your Reporting Requirements

The Community Revestment Act has been in effect for several years.One of the sections of the Act discusses the fact that banks can count as a positivty activity monies, in-kind payments, and activity that can have monetary activity/value.As the Act matured and ...

Live Webinar

Review of the COSO Framework

This course is designed to review the COSO Framework for Internal Controls. The course will cover the five components of the COSO Framework: the control environment, control activities, information & communication, risk assessment and monitoring. We will discu ...

Live Webinar

Writing Effective Audit Observations

The key to writing an effective audit observation is having a comprehensive structured process. The Institute of Internal Auditors recommends a process known as the 5Cs: Criteria Condition Cause Consequences (Effect) Corrective Action (Recommendation) ...

Live Webinar

Conducting YOUR "NEW 2019” Annual ACH Rules Compliance Audit - a Step-by-Step Guide

The NACHA Operating Rules and Guidelines require that all participating depository financial institutions, third-party senders and third-party service providers that provide ACH services conduct an annual ACH audit to be performed by December 31 of each year ( ...

Live Webinar

199A Deduction for Pass-Through Businesses

The Tax Cuts and Jobs Act brought sweeping changes to the United States’ Federal Tax Code. Among these broad changes is the 199A deduction for pass-through entities. In this webinar, Ron Wainwright will discuss the new and complicated elements of the deduction ...

Live Webinar

Controller Challenges in Changing Times

The turbulent ever changing and the technology driven world of business requires changing and evolving roles for Controllers. The changing focus is more on the soft side of the business rather than accounting & reporting. It is more about people pleasing than ...

  • Basic & Intermediate
  • 60 Mins
  • Carl Young
  • May 09, 2019