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152 results of "Banking & Insurance x" and "Audit & Inspections x"
Live Webinar

Recognizing and Overcoming Pitfalls of Ineffective AML audits

Although financial institutions have been managing BSA operations per the regulation requirements, the change in focus to BSA audits have been coming increasingly important. Regulators look to the Bank for assurance and evidence that BSA operations are being a ...

Live Webinar

Building a World Class Accounts Payable Operation: P2P, AP

This training program will help attendees examine if their AP department matches world-class standards. Attendees will learn key success factors to an optimal accounts payable operation. They will also gain in depth knowledge on the must-have technologies for ...

Live Webinar

Writing Effective Audit Observations

The key to writing an effective audit observation is having a comprehensive structured process. The Institute of Internal Auditors recommends a process known as the 5Cs: Criteria Condition Cause Consequences (Effect) Corrective Action (Recommendation) ...

Live Webinar

Section 199A Qualified Business Income : The 20% Haircut - SHRM & HRCI Accredited

In this practical webinar, you will learn to navigate section 199A and identify the key opportunities and issues for you and your taxpayer/clients.You will also receive a list of valuable resources to support you with your more challenging situation.

Live Webinar

AML Model Validation: A Critical Need in the New Regulatory Environment

This training program will discuss the history and origin of a model validation. It will also discuss the requirements by the OCC for a model validation, and what exactly a model validation should include. The session will also analyze the elements of a model ...

Live Webinar

Best Practices: How to deal with Hoarding, Resident Harassment, Unauthorized Pets and Tenant, Drugs, Noise Complaints and other Management Issues

This webinar covers many of the common issues facing property managers and property owners today. Paul will go over how to correctly document various tenant violations and strategies and techniques for documenting and solving resident violations. Bonus This w ...

Live Webinar

GDPR & California Consumer Privacy Act

During this session we will discuss GDPR & California Consumer Privacy Act (release 2020). Why it’s important and also, why are stricter rules and regulations being created. Is it with the public in mind?

Live Webinar

Do’s and Don’ts of being a successful Credit Professional

The speaker has 30 years of experience managing and directing Credit teams working in both Public and Private organizations, six in total. During this time the experiences he has had with reviewing employees, terminating employees, developing dysfunctional dep ...

Live Webinar

Risk Management vs Compliance – Risk Management Case Studies

All too often, people are confused or misunderstand as to what is Risk Management and what is Compliance. Most companies have both a Risk Management function and a Compliance function. For these functions to be effectively chartered in a company, it is importa ...

Live Webinar

Mitigating Risk through Consumer Compliance Risk Assessments

Consumer Protection is a critical component of a financial institution’s compliance management system. In this practical webinar, you will learn the essentials for building an effective consumer compliance management program tailored to meet the size, complexi ...