Search Trainings
Recognizing and Overcoming Pitfalls of Ineffective AML audits
Although financial institutions have been managing BSA operations per the regulation requirements, the change in focus to BSA audits have been coming increasingly important. Regulators look to the Bank for assurance and evidence that BSA operations are being a ...
- Basic & Intermediate
- 60 Mins
- Gina J. Lowderm
- Aug 20, 2019
Building a World Class Accounts Payable Operation: P2P, AP
This training program will help attendees examine if their AP department matches world-class standards. Attendees will learn key success factors to an optimal accounts payable operation. They will also gain in depth knowledge on the must-have technologies for ...
- Basic & Intermediate
- 60 Mins
- Brian G. Rosenb
- Aug 20, 2019
Writing Effective Audit Observations
The key to writing an effective audit observation is having a comprehensive structured process. The Institute of Internal Auditors recommends a process known as the 5Cs: Criteria Condition Cause Consequences (Effect) Corrective Action (Recommendation) ...
- Basic & Intermediate
- 90 Mins
- Jonnie T. Keith
- Aug 21, 2019
AML Model Validation: A Critical Need in the New Regulatory Environment
This training program will discuss the history and origin of a model validation. It will also discuss the requirements by the OCC for a model validation, and what exactly a model validation should include. The session will also analyze the elements of a model ...
- Basic & Intermediate
- 60 Mins
- Justin Muscolin
- Aug 21, 2019
GDPR & California Consumer Privacy Act
During this session we will discuss GDPR & California Consumer Privacy Act (release 2020). Why it’s important and also, why are stricter rules and regulations being created. Is it with the public in mind?
- Basic & Intermediate
- 60 Mins
- Justin Muscolin
- Aug 27, 2019
Do’s and Don’ts of being a successful Credit Professional
The speaker has 30 years of experience managing and directing Credit teams working in both Public and Private organizations, six in total. During this time the experiences he has had with reviewing employees, terminating employees, developing dysfunctional dep ...
- Basic & Intermediate
- 60 Mins
- Ronald Sereika
- Aug 28, 2019
Purchasing Cards: Overcoming Risks and Creating an Effective Program
This training program will detail the components of a successful purchasing card program. It will also discuss implementing proper purchasing card controls, types of risk including fraud and misuse, auditing techniques, and more.
- Basic & Intermediate
- 60 Mins
- Brian G. Rosenb
- Aug 29, 2019
Writing an Effective Coverage Letter - Analyzing the Facts, the Law and the Insurance Policy
In this training program, attendees will understand the necessity of writing a coverage letter. Attendees will understand how to utilize the facts and communicate to the insured the need for more information when there is insufficient information to make a cov ...
- Basic & Intermediate
- 60 Mins
- Marc Jorge Estr
- Sep 04, 2019
W9 vs 1099: IRS Forms, Differences, and When to Use Them 2019 - SHRM & HRCI Accredited
This IRS regulatory compliance training will focus on the rules requiring W-9 documentation and 1099 reporting. Attendees will learn the best practices to ensure compliance with IRS and avoid B-Notices.
- Basic & Intermediate
- 60 Mins
- Brian G. Rosenb
- Sep 05, 2019
Understanding Operational Risk Management
The Basel Accords requirements regarding operational risk. Techniques that are used for assessing, managing and mitigating operational risk Understanding the link between Operational Risk Management (ORM) theory and practice Receive guidance in setting-o ...
- Basic & Intermediate
- 90 Mins
- Stanley Epstein
- Sep 05, 2019