Search Trainings
Recognizing and Overcoming Pitfalls of Ineffective AML audits
Although financial institutions have been managing BSA operations per the regulation requirements, the change in focus to BSA audits have been coming increasingly important. Regulators look to the Bank for assurance and evidence that BSA operations are being a ...
- Basic & Intermediate
- 60 Mins
- Gina J. Lowderm
- Aug 20, 2019
Writing Effective Audit Observations
The key to writing an effective audit observation is having a comprehensive structured process. The Institute of Internal Auditors recommends a process known as the 5Cs: Criteria Condition Cause Consequences (Effect) Corrective Action (Recommendation) ...
- Basic & Intermediate
- 90 Mins
- Jonnie T. Keith
- Aug 21, 2019
AML Model Validation: A Critical Need in the New Regulatory Environment
This training program will discuss the history and origin of a model validation. It will also discuss the requirements by the OCC for a model validation, and what exactly a model validation should include. The session will also analyze the elements of a model ...
- Basic & Intermediate
- 60 Mins
- Justin Muscolin
- Aug 21, 2019
Regulatory Compliance for Banks – Practical Insight to Decrease Scrutiny from Examiners and Regulators
Regulators have become more focused than ever to ensure financial institutions are operating with the consumer in mind. This has been an area of focus during examinations over the past year and will continue with the political environment in mind.
- Basic & Intermediate
- 60 Mins
- Justin Muscolin
- Aug 23, 2019
GDPR & California Consumer Privacy Act
During this session we will discuss GDPR & California Consumer Privacy Act (release 2020). Why it’s important and also, why are stricter rules and regulations being created. Is it with the public in mind?
- Basic & Intermediate
- 60 Mins
- Justin Muscolin
- Aug 27, 2019
Do’s and Don’ts of being a successful Credit Professional
The speaker has 30 years of experience managing and directing Credit teams working in both Public and Private organizations, six in total. During this time the experiences he has had with reviewing employees, terminating employees, developing dysfunctional dep ...
- Basic & Intermediate
- 60 Mins
- Ronald Sereika
- Aug 28, 2019
Purchasing Cards: Overcoming Risks and Creating an Effective Program
This training program will detail the components of a successful purchasing card program. It will also discuss implementing proper purchasing card controls, types of risk including fraud and misuse, auditing techniques, and more.
- Basic & Intermediate
- 60 Mins
- Brian G. Rosenb
- Aug 29, 2019
Finance & Accounting Simplified Three Webinars in One!
Three related Finance & Accounting topics are presented in this Webinar: Making of Financial Statements Transforming transactions to statements Interactive exercises to illustrate accounting process Overview of entire accounting process in simple to unde ...
- Intermediate
- 90 Mins
- Carl Young
- Sep 03, 2019
Writing High-Impact Executive Summaries
This training program will help attendees approach the writing situation with a clear and useful strategy. It will include strategies to fuse the purpose of the summary with the issues that matter to your audience. Attendees will also learn to sort ideas to cl ...
- Basic & Intermediate
- 60 Mins
- Justin Muscolin
- Sep 06, 2019
FinCEN's New CDD Rule - The New Fifth Prong of the AML
The FinCEN has issued substantial new AML requirements focused on a major expansion of Know Your Customer into what is now Customer Due Diligence, CDD. This webinar will present various aspects of the requirements.
- Basic & Intermediate
- 60 Mins
- Jim George
- Sep 10, 2019