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FFIEC BSA/AML Examination Manual: What Compliance Officers Really Need to Know?
This webinar will go through the revised FFIEC Bank Secrecy Act/Anti-Money Laundering Examination Manual to highlight changes and areas where banks should review their internal policies, processes and procedures for compliance. Understanding these changes will ...
- Basic & Intermediate
- 60 Mins
- Justin Muscolin
- May 13, 2021
Controller Challenges in Changing Times
The turbulent ever-changing and technology-driven world of business requires changing and evolving roles for Controllers. The changing focus is more on the soft side of the business rather than accounting & reporting. It is more about people-pleasing than penc ...
- Intermediate
- 60 Mins
- Carl Young
- May 14, 2021
BSA/AML Contextual Awareness of High Risk Customers
High-risk customer reviews have been a requirement since the first FFIEC Examination Manual was published in 2005. Recent guidance for Customer Due Diligence/Enhanced Due Diligence (CDD/EDD) further defines the expected approach for institutions to properly id ...
- Intermediate
- 60 Mins
- Thomas Nollner
- May 14, 2021
Back Up Your Cash Flow with Secondary Repayment Sources - Collateral and Guarantees
Not all assets are created equal at liquidation because they differ in degree of liquidity, marketability, and security, and we differentiate these inequalities by setting loan-to-value ratios and their potential losses given default Bankers want a borrowi ...
- Basic & Intermediate
- 60 Mins
- Dev Strischek
- May 14, 2021
Employee Expense Reimbursement Fraud: Schemes and Controls
This 90-minute webinar will summarize the main types of reimbursement fraud to be alert to, and include an analysis of several “real life” case studies. It will explain how to identify the red flags of possible reimbursement fraud, offer specific fraud-audit t ...
- Basic & Intermediate
- 90 Mins
- Brian G. Rosenb
- May 20, 2021
UPDATES to Greenbook - Process for Federal Government ACH Processing – Details on DNE’s and Reclamations
Processing ACH payments from the Federal Government can be challenging! In April 2020 there were updates to 31 CFR Part 210, which meant an update to the Green Book as well. This session will outline those details! Included will be the process for deceased ac ...
- Basic & Intermediate
- 90 Mins
- Donna Olheiser
- May 27, 2021
BSA and OFAC Staff Annual Training
During this program we will cover the key foundational sections of the Bank Secrecy Act. From CIP and CDD to Beneficial ownership, your journey will hit the changes pending as well as the same core elements that form a good program to prevent money laundering. ...
- Basic & Intermediate
- 60 Mins
- Justin Muscolin
- May 27, 2021
Same Day ACH (SDA) – Compliance as the RDFI and Opportunities for the ODFI and Originator
In this 90-minute session, Same Day ACH (SDA) will be explained in its entirety. With SDA fully implemented and due to recently implemented changes to the Rules, SDA has expanded with a third window for processing SDA transactions with an increase in the dolla ...
- Basic & Intermediate
- 90 Mins
- Donna Olheiser
- Jun 02, 2021
Tips for Identifying Counterfeits in your System
Fraud is more than stolen credit card information, purchased on the dark web. While low-level fraudsters are employing these over-saturated methods and following instructions written on “Cardable Sites Lists” found online, effective fraudsters are experiment ...
- Intermediate
- 60 Mins
- Alexander Hall
- Jun 08, 2021
Writing Effective Audit Observations
The key to writing an effective audit observation is having a comprehensive structured process. The Institute of Internal Auditors recommends a process known as the 5Cs: Criteria Condition Cause Consequences (Effect) Corrective Action (Recommendation) ...
- Intermediate
- 90 Mins
- Jonnie T. Keith
- Jun 10, 2021