Search Trainings
TIN Solicitation Best Practices - All You Need to Know - SHRM & HRCI Accredited
This IRS regulatory compliance training will explain the Best TIN Solicitation Best Practices. While TIN solicitation might sound too lascivious for the legitimate business world, it is critical that every organization take this task seriously. For if they don ...
- Basic & Intermediate
- 60 Mins
- Brian G. Rosenb
- Jan 29, 2020
Bank Secrecy Act: The Fundamentals - CIP, CDD, EDD, CTR and Current Issues
This webinar will help to understand the fundamental requirements of the BSA/AML statutes and Money Laundering strategies and techniques.
- Basic & Intermediate
- 60 Mins
- Jim George
- Mar 10, 2020
Identity issues in Banking - 26 Red Flags and More
Today’s fraudsters are not using their real names, addresses or Social Security numbers. They are using stolen identity tokens, stolen identities and totally fabricated identities. While this makes fraud investigations much harder, it also provides opportuniti ...
- Basic & Intermediate
- 60 Mins
- Jim George
- Mar 19, 2020
What It Takes to be the Auditor-In-Charge
The success of an audit engagement will often depend on how well the AIC carry out those functions.This webinar will help you understand the skills needed and the responsibilities of the AIC.
- Intermediate
- 90 Mins
- Jonnie T. Keith
FinCEN's New CDD Rule - The New Fifth Prong of the AML
The FinCEN has issued substantial new AML requirements focused on a major expansion of Know Your Customer into what is now Customer Due Diligence, CDD. This webinar will present various aspects of the requirements.
- Basic & Intermediate
- 60 Mins
- Jim George
Conducting a Thorough Needs Analysis and Developing a Solid Compliance Training Program
Whenever conducting a needs analysis there are certain steps that should not be missed. If missed, it will not have a positive impact on your compliance training program and the compliance culture. We will go over the necessary steps and show how it impacts yo ...
- Basic & Intermediate
- 60 Mins
- Justin Muscolin
How To Establish an Effective Chief Compliance Officer's (CCO) or Chief Risk Officer's (CRO) Function - Organization and Responsibilities
This training will provide valuable knowledge on what companies need to do to establish an "effective" Compliance Office that leads to conceiving, developing and implementing successful GRC programs and provides top level coordinating leadership for governance ...
- Intermediate
- 90 Mins
- Javier F. Kuong
Designing Full Cyber Security Incident Response Team (CSIRT) Training Program as well as Table Top and Simulation Testing
Learn the how to design Full Cyber Security Incident Response Team (CSIRT) Training Program for employees including how, when and who should be doing testing organization processes, scenario developments.
- Basic & Intermediate
- 60 Mins
- Justin Muscolin
Payments Fraud Detect & Prevent Check, ACH and P-Card Schemes
This training program will examine vendor/billing schemes that exploit payments process control weaknesses; latest electronic payments schemes (ACH hijacking, spear-phishing, social engineering); check counterfeiting, forgery and tampering schemes to be aware ...
- Basic & Intermediate
- 60 Mins
- Brian G. Rosenb
CFPB's New Proposed Debt Collections Rules
The CFPB's debt collection rules change the way consumers are contacted when a debt is owed. The rules will include limits on the number of calls collectors can make on a weekly basis, address communications by email and text, and require new disclosures at th ...
- Basic & Intermediate
- 60 Mins
- Justin Muscolin