Search Trainings
Recognizing and Overcoming Pitfalls of Ineffective AML audits
Although financial institutions have been managing BSA operations per the regulation requirements, the change in focus to BSA audits have been coming increasingly important. Regulators look to the Bank for assurance and evidence that BSA operations are being a ...
- Basic & Intermediate
- 60 Mins
- Gina J. Lowderm
- Aug 20, 2019
Writing Effective Audit Observations
The key to writing an effective audit observation is having a comprehensive structured process. The Institute of Internal Auditors recommends a process known as the 5Cs: Criteria Condition Cause Consequences (Effect) Corrective Action (Recommendation) ...
- Basic & Intermediate
- 90 Mins
- Jonnie T. Keith
- Aug 21, 2019
AML Model Validation: A Critical Need in the New Regulatory Environment
This training program will discuss the history and origin of a model validation. It will also discuss the requirements by the OCC for a model validation, and what exactly a model validation should include. The session will also analyze the elements of a model ...
- Basic & Intermediate
- 60 Mins
- Justin Muscolin
- Aug 21, 2019
IRC 199A - 20% Business Income Deduction - SHRM & HRCI Accredited
IRC 199A, the new 20% of qualified business income deduction, is the best new tax deduction from the Tax Cuts and Jobs Act. The deduction has a lot of complexities to it, and without proper knowledge of how the deduction works, taxpayers can see large penaltie ...
- Intermediate
- 60 Mins
- Nick Preusch CP
- Aug 22, 2019
Regulatory Compliance for Banks – Practical Insight to Decrease Scrutiny from Examiners and Regulators
Regulators have become more focused than ever to ensure financial institutions are operating with the consumer in mind. This has been an area of focus during examinations over the past year and will continue with the political environment in mind.
- Basic & Intermediate
- 60 Mins
- Justin Muscolin
- Aug 23, 2019
Stress-testing For Financial Institutions, Beyond Regulatory Constraints
Stress-testing has all too often, in the recent history of regulation, been an after-thought. After post-financial-crisis regulation such as Basel III came into existence, new paradigms are now in order, beyond mere compliance, to better ride the waves in turb ...
- Intermediate
- 90 Mins
- Fred Vacelet
- Aug 27, 2019
GDPR & California Consumer Privacy Act
During this session we will discuss GDPR & California Consumer Privacy Act (release 2020). Why it’s important and also, why are stricter rules and regulations being created. Is it with the public in mind?
- Basic & Intermediate
- 60 Mins
- Justin Muscolin
- Aug 27, 2019
Do’s and Don’ts of being a successful Credit Professional
The speaker has 30 years of experience managing and directing Credit teams working in both Public and Private organizations, six in total. During this time the experiences he has had with reviewing employees, terminating employees, developing dysfunctional dep ...
- Basic & Intermediate
- 60 Mins
- Ronald Sereika
- Aug 28, 2019
Understanding RDFI Responsibilities
This session identifies the general responsibilities of the Receiving Depository Financial Institution (RDFI) such as, the role they play in the ACH network, accepting all types of Entries, funds availability and right to Return. The session begins with the R ...
- Intermediate
- 90 Mins
- Donna Olheiser
- Aug 28, 2019
Risk Management vs Compliance – Risk Management Case Studies
All too often, people are confused or misunderstand as to what is Risk Management and what is Compliance. Most companies have both a Risk Management function and a Compliance function. For these functions to be effectively chartered in a company, it is importa ...
- Basic & Intermediate
- 60 Mins
- Robert Geary
- Aug 28, 2019