Search Trainings
Recognizing and Overcoming Pitfalls of Ineffective AML audits
Although financial institutions have been managing BSA operations per the regulation requirements, the change in focus to BSA audits have been coming increasingly important. Regulators look to the Bank for assurance and evidence that BSA operations are being a ...
- Basic & Intermediate
- 60 Mins
- Gina J. Lowderm
- Jul 10, 2019
Part 2/6 Using Analytical Techniques in the Audit
While a variety of powerful tools are readily available today, the skills required to utilize such tools are not. Not only must the correct testing techniques be selected but the effective interpretation of outcomes presented by the software is essential in th ...
- Basic & Intermediate
- 90 Mins
- Richard Cascari
- Jul 16, 2019
Commercial Loan Documentation
This webinar will expose participants to five steps in the loan documentation process, which includes: Identifying the Borrower Identifying and Documenting the Collateral Evidencing the Debt Attaching the Collateral Perfecting the Security Interest ...
- Basic & Intermediate
- 90 Mins
- David Sawyer
- Jul 17, 2019
Metro 2, e-OSCAR and the New FCRA/CFPB Compliance Requirements
Most credit reporting disputes are handled through the e-OSCAR/ACDV system, which has had recent updates that affect data furnishers' legal obligations in regard to these disputes. This is an active area of litigation and regulatory scrutiny that is consistent ...
- Basic
- 60 Mins
- Gina J. Lowderm
- Jul 25, 2019
PCI Compliance – What your company needs to do to get there
Your company MUST be PCI compliant if it receives payments in the form of credit cards, checks and wires? As our technology base in the world has improved and made our lives easier, so has the threat of having our identities stolen. Each year we hear of severa ...
- Basic & Advanced
- 60 Mins
- Ronald Sereika
- Jul 25, 2019
Part 3/6 - Applying Differing Analytical Techniques
While a variety of powerful tools are readily available today, the skills required to utilize such tools are not. Not only must the correct testing techniques be selected but the effective interpretation of outcomes presented by the software is essential in th ...
- Basic & Advanced
- 90 Mins
- Richard Cascari
- Aug 14, 2019
Part 4/6 - Data Monitoring and Financial Analysis
While a variety of powerful tools are readily available today, the skills required to utilize such tools are not. Not only must the correct testing techniques be selected but the effective interpretation of outcomes presented by the software is essential in th ...
- Basic & Advanced
- 90 Mins
- Richard Cascari
- Sep 11, 2019
Part 5/6 - Choosing your Data Analytical Software
While a variety of powerful tools are readily available today, the skills required to utilize such tools are not. Not only must the correct testing techniques be selected but the effective interpretation of outcomes presented by the software is essential in th ...
- Basic & Advanced
- 90 Mins
- Richard Cascari
- Oct 09, 2019
New Paradigm in Risk Management and Compliance: How to Anticipate and Prepare for More Regulatory Scrutiny
Requirements for news thinking in 2007-08 2007: lack of thinking of what could happen, and indeed did happen next Post-2007 thinking on risk management and regulation The slow process of percolating Coming back to old thinking after licking wounds The p ...
- Intermediate
- 90 Mins
- Fred Vacelet
Weighing Rules Compliance with Stop Payments and Unauthorized Entries
Customer service, frontline and operations staff struggle each day with the question - "What does my account holder want me to do…Stop this payment, return it, they revoked it, -- what are my next steps?" This training program will help find answers to these s ...
- Intermediate
- 90 Mins
- Donna Olheiser