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13 results of "Banking & Insurance" and "SOX Compliance and Internal Controls"
Live Webinar

Anti-money Laundering: Detecting Suspicious Activity and Preventing Terrorist Financing

Every day in your branches situations occur which are considered "suspicious" and may even put your employees and customers into what we will call a "felony moment." If your customer asks "Should I deposit this money?" The answer your officer gives may encoura ...

Live Webinar

How to Perform a Sound Credit Review

This webinar will cover the entire credit process from how to set up an account, how to decide what payment terms they should receive all the way to how best to collect from a delinquent account. The webinar outlines steps for the following processes: Credi ...

Live Webinar

Emerging Issues: E-Signatures, E-Verification, Etc

In recent years the increased use of electronic means to obtain customer signatures, to conduct verifications of customer information, and to conduct overall customer due diligence has posed problems for financial institutions to fully comply with KYC, CDD/EDD ...

Live Webinar

Advanced Tax Return Analysis

This webinar will provide the bankers with several advanced tax return concepts and related analyses to help them work with their business customers more effectively.

Live Webinar

The difference between a Credit Policy, Credit Procedure, Credit Rule

This Webinar explains following agendas: What is Credit Policy- what is included in it, how do you implement Credit Policy, why your company must have one What is a Credit Procedure, How many should you have, why they are needed What is a Credit Rule, how ...

On-Demand Webinar

AML Risk and Responsibilities Related to Foreign Correspondent Banking

There are many risks related to acquiring, maintaining, and supervising correspondent banking relationships which employees and management of financial institution’s need to be aware of and actively manage.  With the enhanced scrutiny by regulators of a financ ...

Recorded Webinar

Payroll: How to Effectively Correct Forms W-2 and Amend Forms 941

A major task of Payroll departments is providing W-2 Forms to employees and to the Social Security Administration. The Forms must be correct, complete, and filed on time or the employer may face stiff penalties. Penalties for failure to file and failure to fur ...

Recorded Webinar

Internal Controls for Accounts Payable

This webinar training will explain the process of internal controls in account payable operation as per COSO framework, why it is required and how to effectively implement it across organisation. Participants will learn how to master internal AP controls : pre ...

Recorded Webinar

SOX: Demystifying the Documentation Process

This presentation will show you how simple it can be to deliver SOX documentation which auditors and executives are pleased to sign.

Recorded Webinar

AML in the digital currency environment

This training program will discuss the history and origin of a model validation. It will also discuss the requirements by the OCC for a model validation, and what exactly a model validation should include. The session will also analyze the elements of a model validat ...