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149 results of "Banking & Insurance x" and "SOX Compliance and Internal Controls x"
Live Webinar

Effectively Handling CP-2100 Letters

CP-2100 letters come to your business from the IRS. These letters notify you that the social security number you put on 1099 doesn’t match what’s in the IRS’s system. For example, the social security number of a contractor. When your business receives such a l ...

Live Webinar

14 Credit Discipline Tools for Diagnosing, Improving, and Maintaining Your Organization’s Credit Culture

The market and the regulatory community pay close attention to a financial organization’s credit culture because a strong credit culture is critical to the success of credit risk management.   Some 14 credit discipline tools help management to implement, ma ...

Live Webinar

EBIT/EBITDA - Understanding Your Profit and Loss Statement- SHRM & HRCI Accredited

This training program will review different types of profit and loss statements, including a QuickBooks profit and loss standard layout as a complex, multi-fund example. Attendees will learn how to analyze growth or loss within a business or department by comp ...

Live Webinar

CFPB’s Final Rule On LIBOR Transition: How To Prepare

Identifying red flags should be part of everyone’s education. Especially in a financial services industry where crime is rampant due to AML-related activities. We will explore red flags and discuss the background for those who are not familiar with the topic. ...

Live Webinar

Assessing Audit Evidence

The objective of every internal audit engagement is to assess the adequacy and effectiveness of key management controls in the area that’s under review. In order to do that, the auditor has to decide what evidence to review and how much is needed to achieve th ...

Live Webinar

Form W-4 and Other Payroll Dates

This webinar starts with a discussion of Form W-4. This form seems simple, but that’s a deceptive simpleness — it can get quite complex. We discuss the form from both the employee and employer sides. Then we move on to other payroll topics, including the lates ...

Live Webinar

Introduction to Payroll Law

Are you responsible for payroll or employer tax withholding compliance?  Or maybe you were recently hired or promoted into the payroll department. During your indoctrination, you are surprised at all the interesting things to do and how important this role ...

Live Webinar

EFT Act and Regulation E In 2022

On December 13, the Consumer Financial Protection Bureau updated its FAQs on electronic fund transfers. You must incorporate this guidance as you set your 2022 policies and procedures.

Live Webinar

AML/BSA Basics, Compliance and Current Issues

Money laundering continues to be a national concern.  High levels of drug-related activity and violence have drawn additional attention In the form of the AML Act of 2022.  The Act will up the power of Fincen and change their role in im[lamenting Customer Due ...

  • Basic & Intermediate
  • 60 Mins
  • Jim George
  • Jun 28, 2022
Live Webinar

Form 1099 for 2022

This webinar will cover Form 1099-NEC for independent contractors, and Form 1099-MISC for reporting payments such as rent. We will also cover Form 1099-K and how to deal with payments made via apps such as PayPal and Venmo. IRS penalties for failure to file co ...