Examinations will resume again at some point and we need to prepared. There is a lot going on in our world, but regulators will not give any free passes. During this webinar we will discuss every step in the examination process and also share best practices.
We live in trying times right now and we have no idea what the “new Normal” will be like in a post corona virus world. But we can plan for different alternatives when it comes to future examinations by regulators. During this webinar we will go through the preparation, best practices and the process lifecyle, and what it means in a post-Corona world.
Justin brings over 20 years of wide-arranging experience in compliance, training and regulations. Most recently, he served as Head of Compliance Training at Bank of China where he led the compliance training function and created and monitored the annual training plan through a thorough training needs analysis. Previously he served as Macquarie Group’s Head of Americas Compliance Training and JPMorgan Chase’s Compliance Training Manager.Justin also worked for FINRA, a US regulator, where he created Examiner University to train examiners on how to perform their function.