Mr. Thomas Nollner

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Profile

Thomas E. Nollner has more than 38 years of experience in financial institution supervision and consulting. Mr. Nollner spent 30 years as a National Bank Examiner (NBE) for the Controller of the Currency where he was a safety and soundness examiner and a compliance examiner. The last 15 years as an NBE and for the past 8 years as a consultant, Mr. Nollner has specialized as an AML/CFT examiner/consultant. In these roles he has analyzed financial institutions’ AML/CFT programs to ensure that they complied with applicable AML/CFT laws, rules, and regulations; he reviewed the suspicious transactions identification, monitoring, and reporting processes;he traced proceeds and transactions through several layers of activity; and he provided AML/CFT training for many different financial institutions.  Mr. Nollner currently works as a consultant for the Office of Technical Assistance (OTA), a branch of the U S Treasury that assists developing countries with banking issues.  Mr. Nollner is assigned to the Economic Crimes Team that focused on training, assisting, and mentoring the staffs of the financial regulatory departments and financial intelligence units of various countries regarding AML/CFT compliance.  In this capacity, he worked in countries such as Afghanistan, Iraq, Turkmenistan, Viet Nam, Honduras, Guatemala, Guyana, Suriname, and Argentina developing AML/CFT examination procedures, providing AML/CFT training and mentoring, and updating local AML/CFT laws and regulations.

6 results Found
Live Webinar

AML Risk and Responsibilities Related to Foreign Correspondent Banking

There are many risks related to acquiring, maintaining, and supervising correspondent banking relationships which employees and management of financial institution’s need to be aware of and actively manage.  With the enhanced scrutiny by re ...

  • Intermediate
  • 60 Mins
  • Jan 29, 2019
Live Webinar

Anti-money Laundering: Detecting Suspicious Activity and Preventing Terrorist Financing

Every day in your branches situations occur which are considered "suspicious" and may even put your employees and customers into what we will call a "felony moment." If your customer asks "Should I deposit this money?" The answer your offic ...

  • Intermediate
  • 60 Mins
  • Feb 14, 2019
Live Webinar

Emerging Issues: E-Signatures, E-Verification, Etc

In recent years the increased use of electronic means to obtain customer signatures, to conduct verifications of customer information, and to conduct overall customer due diligence has posed problems for financial institutions to fully comp ...

  • Intermediate
  • 60 Mins
  • Mar 20, 2019
On-Demand Webinar

Enforcement Actions and How They can Affect Your Institution

This course will review and discuss recent Enforcement Actions issued by the Office of the Comptroller of the Currency and FinCEN to help participants understand the process used by regulators and law enforcement when developing and issuing Enforc ...

  • Advanced
  • 60 Mins
Recorded Webinar

Preparing for a BSA/OFAC Regulatory Examination

The BSA examination process is intended to assess the effectiveness of a financial institution’s BSA compliance program and the institution’s compliance with the regulatory requirements related to the BSA.A regulatory examination should cover a re ...

  • Basic & Intermediate
  • 60 Mins
Recorded Webinar

Teaching Your Front-Line Staff to Ask BSA Questions

During this webinar we will discuss what questions to ask, the specific KYC/CDD questions, the general customer update questions, and most importantly, the questions related to suspicious activity. When this webinar is over, you will understand wh ...

  • Intermediate
  • 60 Mins