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How to Test Your Compliance Training - Are you Properly Covered?
- What is regulatory compliance training
- Common components of training
- Important considerations for your training program
- Assessing your current training program
- Some ways to determine the effectiveness of your current training program
- Making it better
Overview of the webinar
This webinar will provide insight and considerations for a financial institution to ensure that its regulatory compliance training efforts are adequate and appropriate for its institution. Additionally, it will provide suggestions and recommendations to consider to help enhance their current regulatory training program. Ensure your regulatory compliance training program is sufficiently compliant for regulatory compliance concerns and ensuring the financial institution has appropriate efforts in place to be compliant regulatory compliance rules and regulations.
Who should attend?
- Compliance Officers
- Compliance Personnel
- Internal Audit Officers
- Operations Managers/ Directors
- Director of Quality Management
- Audit Committee Members
- Risk Management Managers
- External Auditors
- Internal Auditors
- Chief Executive Officers
- Chief Information Officers
- Compliance Managers
- Chief Information Security Officers
- Information Technology Professionals
- Control Self-Assessment Personnel
Why should you attend?
Regulatory compliance training is a critical process that allows financial institutions the ability to be up to date with current regulatory compliance. An effective regulatory compliance training program will help a financial institution identify potential areas for improvement, as well as identify any gaps which would put the financial institution in non-compliance with regulatory compliance rules and regulations. An inadequate training program exposes a financial institution to potential compliance violations and penalties.
Faculty - Dr.Gina J. Lowdermilk
Dr. Gina J. Lowdermilk, Ph.D. (ABD), CAMS, CRMS is a highly experienced and educated BSA/AML and financial regulatory compliance professional with extensive experience in policy and procedure development and implementation, training, internal audit, monitoring, risk management and reporting. Her emphasis has been working with financial institutions that are experiencing regulatory concerns and resolutions, including enforcement actions such as memorandums of understanding and cease and desist orders. Her 15 years of experience has given her the opportunity to work from small community banks to large, international financial institutions. Her roles not only included BSA/AML and compliance, but also operations, lending services, business development, marketing, management, department development, and asset quality.
Dr. Lowdermilk has worked with almost all financial regulators and examiners. She possesses advanced Microsoft Excel, PowerPoint, Word, Internet Explorer, Visio, and Access skills. She also has experience with FiServ, BAM, CRA Wiz, TeamMate, COGNOS and Metavante banking software. She has been responsible for creating both recurring and ad hoc executive management and board presentations. In addition to her above experience, she is also an adjunct instructor for the business and construction management programs at a local college, as well as writes numerous BSA/AML and compliance articles, training materials, and manuals for numerous clients.